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Creating a new compliance program
and documentation from scratch
or seeking an effective solution to any
existing problem, Smith Compliance Consulting Inc. will do the work for you.
Smith Compliance Consulting Inc. leads AML Risk Assessments and Operational Risk Assessments, develops and delivers engaging and lively AML and financial crime training to both staff and Board of Directors,
creates or enhances written policies and procedures, manages board self-assessments, organizes
compliance program plans and manuals, designs testing and monitoring plans, facilitates
remediation projects to resolve audit or inspection corrective actions, and conducts
independent testing to broaden and deepen the scope for existing compliance