Thanks for visiting!
Smith Compliance Consulting Inc. leads AML Risk Assessments and Operational Risk Assessments, develops and delivers engaging and lively AML and financial crime training to both staff and Board of Directors,
creates or enhances written policies and procedures, manages board self-assessments, organizes
compliance program plans and manuals, designs testing and monitoring plans, facilitates
remediation projects to resolve audit or inspection corrective actions, and conducts
independent testing to broaden and deepen the scope for existing compliance
We strive to be accessible and
responsive in assisting clients to meet changing needs.
Adopting a practical approach, while being an advisor and working side-by-side with clients to greatly enhance their risk management programs.
You may not need a full-time
compliance or Anti-Money Laundering specialist; however, you do need to comply
with the laws and have a compliance programme in place.
In addition to providing advice, Smith Compliance Consulting can assist
in implementing the recommendations.