Smith Compliance Consulting Inc. -

Custom Policies & Procedures

If you don’t have the time or expertise, let us draft your policies & procedures for you.

We offer customised Policies & Procedures such as:  

·        Anti-Money Laundering Policy

·        Corporate Governance Policy

·        Operational Risk Policy

·        Corporate & Trust Service Providers Policy

·        Document Retention Policy

·        Conflict of Interest Policy

·        Information Security / Clean Desk Policy

·        Business Continuity Policy

·        Employee Ethics & Code of Conduct Policy

·        Whistle Blowing Policy

·        Risk Rating Review Procedure

·        Compliance Testing Procedure

·        Annual Review of Policies & Procedures

·        Workplace Harassment Policy


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