Smith Compliance Consulting Inc. -

Online AML Policies

We’ve poured through the domestic legislation, regulatory guidelines, international standards and boiled it down into a comprehensive AML Policy.

It’s so easy.  Follow the link below. Choose your policy.  Make your payment.  Receive simple instructions with a few questions which will pre-populate and customise your fresh AML policy, upon confirmation of payment.  Save it.  It's yours in Word to edit over years to come.


What’s Covered:

Legislative Framework

Roles & Responsibilities

KYC & Due Diligence

Record Keeping

Policies & Procedures

Suspicious Transactions

Tipping Off

Training

Risk Assessments

Independent Reviews & Inspections

Know Your Employee

 
Forms / Tables:

Internal Unusual Activity Report for Escalation

Terrorist Property Form

Red Flags per Area

Penalties under Legislation

FIU Suspicious Transaction Report


AML Policies (≈ 40 pages) are available for:







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