© 2018 by Smith Compliance Consulting Inc.

Services

 

Whether you are starting a new compliance program from scratch, making some upgrades, or looking to have your AML compliance program reviewed by an independent party - we are here to help you.

  • Independent AML program review assessments

  • Compliance program creation or upgrading

  • Policy & procedure creation or enhancement

  • Training and awareness sessions

  • Risk assessments (company level)

  • Creating program collateral: onboarding, client risk scoring, source of funds forms, etc.

  • Operational Risk Assessments

  • Board of Directors training (Governance, AML, etc.)

  • Interim Compliance Officer Services

  • Assistance with finding automated solutions suitable to your organization

  • Financial crime compliance awareness (AML, terrorism financing, human trafficking, trade based money laundering)

  • Conference and seminar presentations which are lively and practical


 

Training & Speaking

I'm a natural coach. 

 

I facilitate training and presentations on AML, financial crime, human trafficking, the latest money laundering schemes, trade based money laundering, terrorism financing and so much more.

 

I keep up to date so I can share those nuggets to enlighten you!

Building Blocks

I put it all together for you by boiling down hundreds of pages of regulatory guidance.

Creating policies & procedures, onboarding materials, client risk scoring, management reports, risk assessments, you name it.

 

All the tools for a robust compliance program.

 
International Connections

Need help in another jurisdiction? Let me introduce you to one of my international colleagues.

Want to get more connected to the compliance professionals across Barbados?

 

As the president of BACP, let me invite you to attend our meetings and meet your peers to share best practices.